If an attorney has engaged in non-fiduciary conduct with a client, is that non-professional conduct prohibited?

California, United States of America


The following excerpt is from General Dynamics Corp. v. Superior Court, 32 Cal.Rptr.2d 1, 7 Cal.4th 1164, 876 P.2d 487 (Cal. 1994):

If, on the other hand, the conduct in which the attorney has engaged is merely ethically permissible, but not required by statute or ethical code, then the inquiry facing the court is slightly more complex. Under these circumstances, a court must resolve two questions: First, whether the employer's conduct is of the kind that would give rise to a retaliatory discharge action by a non attorney employee under Gantt v. Sentry Insurance, supra, 1 Cal.4th 1083, 4 Cal.Rptr.2d 874, 824 P.2d 680, and related cases; second, the court must determine whether some statute or ethical rule, such as the statutory exceptions to the attorney-client privilege codified in the Evidence Code (see id., 956-958) specifically permits the attorney to depart from the usual requirement of confidentiality with respect to the client-employer and engage in the "nonfiduciary" conduct for which he was terminated.

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